Get lifetime access for $297. Limited time only!
The Compliant Preparer: Due Diligence Done Right
Avoid IRS Penalties.
Protect Your Practice.
Build Audit-Proof Client Files.
You’re a Tax Professional. You Deserve to Feel Confident, Not Concerned.
If you’re relying on instinct or outdated templates to meet IRS due diligence requirements, you’re risking more than just a penalty, you’re putting your business on the line.
The IRS can penalize you up to $60,000 during a single audit. Most tax pros never see it coming... until it’s too late.
Introducing The Compliant Preparer:
Due Diligence Done Right
If you’re relying on instinct or outdated templates to meet IRS due diligence requirements, you’re risking more than just a penalty, you’re putting your business on the line.
Meet all four IRS due diligence knowledge requirements
Create complete, audit-ready files for every client
Avoid costly penalties and stay IRS-compliant
Implement systems and processes your whole team can follow
Implement systems and processes your whole team can follow
What You’ll Get Inside the Course
Video Trainings
Understand each due diligence requirement in plain English with real examples.
Preparer Checklists + Templates
Client interview questions, documentation checklists, file notes samples , everything you need to document compliance accurately and consistently.
The Compliant Preparer Toolkit
Includes due diligence file folders, audit prep worksheets, red flag checklists, and more.
Implementation Guide
How to train your staff or build a compliance department within your firm (yes, we show you how).
Certificate of Completion
Show your clients and team you take compliance seriously, get a professional certificate when you finish the course.
Get These Freebies When You Enroll
The Compliant Preparer:
Due Diligence Done Right
Course Outline
Know Your Role – Understanding Due Diligence
What is IRS Due Diligence and why it matters
Key IRS expectations from tax professionals
Overview of Circular 230 (Ethics & responsibilities)
The cost of getting it wrong: audits, lawsuits, and lost licenses
When Due Diligence turns criminal
Red Flags & Real Consequences
Breakdown of IRS penalties ($600 per violation, per return, up to $60,000)
The 4 knowledge-based penalties (IRC § 6695(g))
PTIN bans and disciplinary actions: What the IRS is doing in 2024
Sample letters from IRS (real audit notices shown)
Lawsuits and criminal charges explained
The appeal process: How to fight back
Train Like a Pro – Stay Certified & Informed
IRS CE Due Diligence Training (how to take it, why it matters)
AFSP Certification and why it protects you
How to stay IRS-compliant year-round
Benefits of IRS forums and tax conferences
iTax Institute as an IRS CE Provider – get trained by experts
Real Files, Real Risks, Real Notes
Case studies (10–15 returns): EITC, HOH, CTC, AOTC, etc.
What questions you must ask – sample interview flows
How to properly document files in tax software
External documentation tips: file notes, PDFs, interview logs
REAL audit notes from IRS Examiners (so they know what’s coming)
The Filing Status Formula
How AGI and the Federal Poverty Line affect due diligence
Choosing the correct filing status (especially HOH)
IRS expectations + supporting documentation required
Case examples of correct vs. incorrect status selection
From Compliance to Confidence
Overview of iTax Institute’s Due Diligence Services:
File & Note Reviews (up to 25 files)
One-on-One Audit Coaching
Custom Compliance Department Setup
Group/Team Trainings for Service Bureaus
Templates, Checklists, Sample Audit Notes & More
Why professionals choose iTax Institute post-audit
How to schedule a free consultation
This complete training has a value of $997
but for a limited time,
GET LIFETIME ACCESS FOR ONLY $297
One-time payment. No monthly fees.
Backed by Experience, Not Guesswork
This course was created by Ambrea’ Lacy, tax strategist and audit advisor, who has worked with dozens of preparers facing IRS due diligence audits. It’s not theory, it’s based on what the IRS actually asks for during real investigations.
With over a decade of experience, she’s helped hundreds of preparers grow their businesses through expert mentorship and cutting-edge software solutions.
Meet Your Coach
Dr. Ambrea' Lacy
With over a decade of experience, she’s helped hundreds of preparers grow their businesses through expert mentorship and cutting-edge software solutions.
As the founder of a top-tier tax software company, Ambrea’ blends innovation with real-world strategy, giving professionals the tools and confidence to scale with purpose. Whether you’re just starting out or ready to level up, Ambrea’ is here to help you lead, grow, and succeed.
Don’t Wait for the IRS to Come Knocking
The fines are real. The stress is avoidable. Become The Compliant Preparer™ today and protect your business the right way.
