In the course of providing financial planning and investment advisory services, we collect nonpublic personal information about you. This may include information such as your name, address, phone number, email address, Social Security number or tax identification number, financial account details, income, net worth, investment goals, and employment history. We obtain this information directly from you through applications, forms, and other interactions, as well as from your transactions with us and our affiliates. In some cases, we may also collect information from third-party sources, such as custodians or credit bureaus, as required to provide effective service.
We use your personal information to deliver customized financial services, manage and maintain your account, process transactions, and meet legal and regulatory requirements. In addition, your information allows us to communicate with you regarding your account, updates to our services, and other important information relevant to your financial relationship with us.
Lacy Financial Advisors does not sell your personal information to anyone. We may share your information only in limited circumstances and strictly for business purposes. These instances include sharing information with service providers who support our business operations—such as technology vendors and custodians—or when required by law or requested by regulatory authorities. In all such cases, we require these third parties to maintain the confidentiality of your information and use it only to provide the contracted services.
To protect your personal information, we maintain physical, electronic, and procedural safeguards that comply with federal standards. Our data security protocols include secure file storage, restricted access to sensitive information, password-protected systems, and encrypted communications. Access to your information is limited to employees and authorized parties who need it to perform their job responsibilities and provide services to you.
As a client, you have certain rights concerning your personal information. You may request to review or correct any information we maintain about you, and, where permitted by law, you may limit certain types of information sharing. If you wish to exercise these rights or have any concerns about your personal data, we encourage you to contact us directly using the contact information provided below.
This Privacy Policy may be updated periodically to reflect changes in our practices or legal obligations. When we make material changes, we will notify you by mail, email, or through a notice on our website. We encourage you to review this policy periodically to stay informed about how we are protecting your information.
If you have any questions about this Privacy Policy or the manner in which your information is handled, please contact Lacy Financial Advisors